Jeanne C. Miller, Esq.

T: 212-751-2700
F: 212-751-4099
Securities
Jeanne C. Miller is a highly effective mediator and arbitrator with expertise resolving class action, commercial, employment, executive compensation, whistleblower, medical malpractice, civil rights, and securities matters. She has mediated and arbitrated a wide variety of claims between contentious parties since joining JAMS as a full-time neutral in 1993.

Representative Matters

  • Broker compensation claims based on bond sales
  • Chaired numerous expungement hearings
  • Claim against former broker for unpaid promissory note
  • Claim against member firm for failure to pay a previous arbitration award
  • Claim that discharge was retaliation for whistleblowing on insider trading activities; employee claimed protected by CEPA and federal statute
  • Claims based on securities fraud and suitability, against a private investment fund engaged in subprime mortgage lending, for losses following the 2008 stock market decline
  • Commission disputes between securities firms and registered representatives
  • Customer claims against broker-dealer and brokerage houses for fraud, breach of fiduciary duty, suitability, churning, unauthorized trading, and wrong removal of funds
  • Customer claims against brokerage houses and brokers for misrepresentations in maintenance of portfolios
  • Employment disputes against brokerage houses by female brokers alleging gender discrimination and sexual harassment
  • Whistleblower concerning drug research abuses at a pharmaceutical company claimed retaliation, though protected by CEPA and Federal statute

Honors, Memberships, and Professional Activities

  • Member: Mediation and Arbitration Panels of the New York Stock Exchange (NYSE); National Association of Securities Dealers (NASD); Panel of Mediators, United States District Court for the Eastern and Southern Districts of New York; Editorial Advisory Board, Employee Relations Law Journal

Background and Education

  • Vice President and Senior Associate Counsel in charge of the Labor and Employment Law Group, Chase Manhattan Bank, 1980-1993
  • Law Office of Janice Goodman, New York, NY, 1979-1980
  • J.D., State University of New York at Buffalo School of Law, 1979
  • B.S., Empire State College, 1976

Disclaimer

This page is for general information purposes.  JAMS makes no representations or warranties regarding its accuracy or completeness.  Interested persons should conduct their own research regarding information on this website before deciding to use JAMS, including investigation and research of JAMS neutrals. See More

Miller_Jeanne_Securities_280