Hon. Rebecca Westerfield (Ret.)

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Securities
Hon. Rebecca Westerfield (Ret.) has been a full-time JAMS panelist since 1992. She is widely perceived as an excellent mediator and has an extremely high settlement rate. Judge Westerfield is known for her ability to grasp legal and factual issues quickly, as well as reading the personalities involved. She has arbitrated numerous cases involving charges of unsuitable investments and securities fraud involving brokerage firms and hedge funds. Additionally, she has successfully mediated complex cases with multiple claimants involving allegations of financial abuse and high emotional content.

Judge Westerfield is available to mediate or arbitrate securities disputes on a nationwide basis.

Representative Matters

  • Backdated stock options disputes
  • Breach of fiduciary duties
  • Brokerage firm's failure to supervise
  • Defamation
  • Employment disputes in the securities industry including:
      • Discrimination (sex, race, and age)
      • Sexual harassment
      • Wrongful termination/breach of contract
  • Legal malpractice involving under securitization
  • Matters involving brokerage firms, hedge funds, and financial advisors
  • Misrepresentation/fraud claims pursuant to 10 (b)(5)
  • Suitability of investments
  • Unauthorized transactions and trading
  • Unauthorized use of customer lists
  • Violation of trade secrets

Honors, Memberships, and Professional Activities

  • Co-Chair, International Mediation Global Pound Conference (Northern California), 2016-2017
  • Presenter, USA-Italy Dialogue on Judicial Reform: Alternative Dispute Resolution, Rome, Italy, 2016
  • Presenter, USC-JAMS Arbitration Institute- Advanced Arbitration Academy, Los Angeles, 2016
  • Presenter, Admont International Summer School on Business Mediation, Austria, 2016
  • Presenter, Bangalore Chamber of Commerce, Conclave on Alternative Dispute Resolution, Bangalore, India, 2016
  • Recognized as an “ADR Champion”, National Law Journal, 2016
  • Participated in private mediation conclave sponsored by the Bangalore Chamber of Commerce, 2016
  • Presenter, ABA Asia Pacific Summit on Mediation, New Delhi, India, 2015
  • Presenter, Private Commercial Mediation Conclave, Bangalore, India, 2015
  • Trainer, ADR for Supreme Court of India (Delhi), High Court of Bangalore 2013
  • Active member, State Bar of California
  • Elected Fellow, College of Commercial Arbitrators
  • "Top Master," Daily Journal Top California Neutrals List, 2013
  • "Top California Neutral," Daily Journal, 2002-2011 (since the inception of the recognition)
  • Best Lawyer, Alternative Dispute Resolution Category, Best Lawyers in America, 2008-2016, and Northern California Super Lawyer, 2008, 2010-2016
  • Best Lawyer in the Bay Area, San Francisco Business Times, 2009
  • One of the Top Three Best Neutrals in the Bay Area, The Recorder, 2007
  • One of the 500 Leading Judges in America, by Lawdragon Magazine, 2006
  • Distinguished Mediator of the Year, San Francisco Trial Lawyers Association, 2003
  • One of the Top 10 Mediators in the Bay Area, The Recorder, 2002
  • Member, Advisory Council to the ABA International Human Rights Center, 2011-2014, and Advisory Board U.C. Berkeley School of Law, Human Rights Center, 2009-present
  • Member, National Association of Women Judges, International Association of Women Judges, ABA Women in Dispute Resolution Committee
  • Member, International Academy of Trial Judges, Northern California International Arbitration Committee
  • Presenter, International Summer School on Business Mediation, Admont, Austria (2006, 2010, 2012, 2014)
  • Chair of the Bar Association of San Francisco’s International Human Rights Committee, 2009-2011
  • Participant, International Human Rights Summer School, Oxford University-New College 2004
  • Member, American Bar Association House of Delegates, 1987-1991, 1996-2008
  • Board of Directors, Bar Association of San Francisco, 1994-1997
  • Chair, American Bar Association Section on Individual Rights and Responsibilities (now Section of Civil Rights and Social Justice), 1994-1995
  • Co-authored the ADR chapter of CEB's Wrongful Termination Practice 2ed. (1997)
  • Adjunct Professor, University of California Berkeley School of Law
  • Lecturer, Stanford Law School
  • "Enduring Optimism," ADR Profile, Daily Journal, June 28, 2013

Background and Education

  • Serves on ADR panel for the U.S. District Court of the Northern District of California
  • Appointed Judge, Circuit Court of Jefferson Co., Kentucky (court of general jurisdiction), 1987-1992
  • Admitted to Bar of United States Supreme Court, 6th and 9th Circuit Courts of Appeals
  • Masters in Liberal Arts, Stanford University, 2008
  • J.D., University of Kentucky, 1975 (Law Journal, National Moot Court Team)
  • B.A., University of Kentucky with distinction, 1972

Disclaimer

This page is for general information purposes.  JAMS makes no representations or warranties regarding its accuracy or completeness.  Interested persons should conduct their own research regarding information on this website before deciding to use JAMS, including investigation and research of JAMS neutrals. See More

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