John B. Bates, Jr., Esq.

T: 415-982-5267
F: 415-982-5287
Financial Markets

John B. Bates, Jr., Esq. has been practicing law since 1974 and mediating full time since 1991. As a litigation partner at Cooley Godward, he handled banking and securities matters, including Rule 10b-5 cases.

He has conducted over a hundred lectures and trainings on mediation and negotiation and has mediated several thousand matters in 30 states. He also conducted the first training for NASD mediators. He splits his time between his family residences in Northern California and Hawaii.

Representative Mediations

  • Broker dealer disputes
  • Claims on notes and guarantees
  • Class actions, business, consumer, employment
  • Fee disputes
  • Investment advisor disputes
  • Key executive departures from securities firms
  • Loan workouts
  • Money manager departures from banks
  • Partnership disputes, including venture capitalists, hedge funds
  • Shareholder claims and suits

Honors, Memberships, and Professional Activities

  • Recognized as an “ADR Champion”, National Law Journal, 2016
  • Recognized as a leading practitioner, Alternative Dispute Resolution Category, Who's Who Legal: California, 2014-2017
  • Past Vice-Chair of the ADR Committee of the American Bar Association Section of Natural Resources, Energy, and Environmental Law
  • Member of, speaker, and writer for the American Bar Association, American Law Institute, American Trial Lawyers Association, Consumer Attorneys of California, and the Defense Research Institute
  • Member of and speaker for the Association of Business Trial Lawyers Association and Tort, Trial, and Insurance Practice Section of the American Bar Association
  • Member of the American Health Lawyer Association
  • Recognized as a Northern California Super Lawyer, ADR Category, 2010-2012
  • Among many articles are:
    • "Mediation: An Effective Way to Connect With Your Clients," ABTL Report, Vol. 17 (Summer 2008) and also in the American Bar Association’s The Brief, Vol. 38, No. 3 (Spring 2009)
    • "For Emergency Disputes, Mediation is Cure," Law 360 (2008)
    • "Using ADR to Resolve Superfund and Related Environmental Disputes," California ADR Practice Guide (November 1994)
    • "Getting the Most from Mediation," California Litigation, Vol. 7 (Spring 1994)
    • "Using Mediation to Win for Your Client," The Practical Lawyer (1992)

Background and Education

  • Co-founder, Bates Edwards Group in 1991 that subsequently merged with Endispute and then with JAMS in 1994
  • Litigation Partner, Cooley, Godward, San Francisco, 1974-1991
  • J.D., cum laude, University of Santa Clara School of Law, 1974
  • B.A., with honors, University of California, Berkeley, 1970

Disclaimer

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